Operations Manager

Department: Operations
Experience: 3-5 Years
Reporting to: Operations Head

Responsibilities:

  • Monitoring Inter department coordination and advising executive management regarding their impact to the organization.
  • Preparing and conducting presentations to Updated exchange circulars and their effect in different department
  • Knowledge of Trade Processing, accounts, clearing, regulatory compliance and Risk
  • Handle queries / investigation of stock exchanges and initiate action against the queries.
  • Responsible for departmental MIS Reporting.
  • Ensure proper management of the various activities so as to avoid non-compliance.
  • Coordinating with Legal persons for Arbitration and Legal Matters PMLA Compliance Looking after the risk management of BROKING businesses.
  • Preparation of daily/weekly MIS pertaining to Risk management.
  • Creation of New user ID / user name change/ Mapin /PRO/CTCL, system audit for exchange compliance & co-ordination with exchanges.


Essential Skills:

  • Must have certified NISM related Series.
  • Able to ensure knowledge about compliances related to SEBI Regulation & othernapplicable SEBI Regulations as per operations.
  • Must have managed Broking industry operations.
  • Should comply with other legal requirements from Exchange.
  • Minimum 3-5 years in the broking industry may apply.

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