INVESTING IN EQUITY

Investing in Equity is like investing into ownership of a company which no other investment instrument can give you. Unlike any other investment instrument which either give you fixed income or meager returns and no owned share in the same, equity investment gives you an opportunity to become a part of the company ownership and also gives you regular returns on your investment as dividend income or through price changes.

Investing in equity also allows you to enjoy the flexibility of staying invested as long as you wish to, take advantage of the price movements and thus utilize the liquidity.

INVESTING IN DERIVATIVES

Investing in derivatives includes trading of security whose value derived from underlying assets like share, loan, and debt instrument whether secured or unsecured, risk instrument or contract for differences or any other form of security.

The underlying asset can be securities, commodities, bullion, currency, livestock, etc. In other words, Derivative means a forward, future, option or any other hybrid contract of pre-determined duration, which is linked for the purpose of contract fulfillment to the value of a specified real or financial asset.

  • Future contract

    Futures Contract means a legally binding agreement to buy or sell the underlying security on a future date. Future contracts are the organized/standardized contracts in terms of quantity, quality (in case of commodities), delivery time and place for settlement on any date in future. The contract expires on a pre-specified date which is called the expiry date of the contract. On expiry, futures can be settled by delivery of the underlying asset or cash.

  • Option contract

    Option Contract is a type of Derivatives Contract which gives the buyer/holder of the contract the right (but not the obligation) to buy/sell the underlying asset at a predetermined price within or at end of a specified period. The buyer/holder of the option purchases the right from the seller/writer for a consideration which is called the premium. The seller/writer of an option is obligated to settle the option as per the terms of the contract when the buyer/holder exercises his right.

  • Regular return

    Investor can get regular return through equity investment at the cost of risk tolerance capacity of an Investor.Higher the risk, higher the return and vice versa.

  • Ownership

    Investor can enjoy the benefits of ownership of particular company till he is having shares of that company in his demat account.

  • Tax benefits

    Investor gets certain relief in Tax payment while investing in Equity and Derivative market.

  • Control over financial goal

    Investor can diversify his risk and return profile to control and achieve his financial goal and to manage his financial planning.

  • Capital appreciation

    Investor can avail such investment in financial market to increase capital and get benefits of capital appreciation.

  • No counter party risk

    Investor is free from counter party risk as broker and stock exchange plays a role of Intermediary to assure the investment security.

In order to invest in Equity & Derivative market, you need to first become a client of one of the stock market members who are commonly known as stock brokers. But before you sign up with a stock broker you need to understand the importance and sensitivity of the relationship between the stock broker and yourself so that you are familiar with the rules and regulations abiding in the relationship. Once you have chosen your stock broker, you need to open an account with the same and get service and guidance for the investment that you wish to do in Equity.

INVESTING IN COMMODITIES

Investing in commodity derivatives first started to protect farmers from the risk of the value of their crop going below the cost price of their produce. Derivative contracts were offered on various agricultural products like cotton, rice, coffee, wheat, pepper, etc. commodity futures contract is a contractual agreement between two parties to buy or sell a specified quantity and quality of commodity at a certain time in future at a certain price agreed at the time of entering into the contract on the commodity exchange.

  • Investment diversification opportunity

    Investor can diversify his investment portfolio from Equity to Commodity to get benefits of Investment and revenue diversification.

  • Easy to forecast the price of commodities

    Investor can easily forecast the price of commodities so that he can easily do trading and invest in commodity market.

  • Hedging opportunity

    Investor can hedge his positions according to their exposure in physical delivery of commodities.

  • Future delievery opportunity

    Here investor can get benefits of future delivery option to make his position in market and can avail price volatility of commodities.

  • Oil & Seeds:- Soybean, soya Oil, Chana, Palm Oil, Jeerra, Pepper, Turmeric, Chilli, Cardamon, Guar Gum, Guar Seed, Mentha Oil, RM seed, Sugar etc.
  • Energy: Crude Oil, Natural Gas, Furnace Oil etc.
  • Precious Metals: Gold, Silver Platinum etc.
  • Base Metals: Aluminum, Copper, Nickel, Zinc, Lead, Steel ingots

INVESTING IN CURRENCY

Investing in currency trading is the act of buying and selling international currencies. Individual investors can also engage in currency trading, attempting to benefit from variations in the exchange rate of the currencies.

CURRENCY FUTURE CONTRACT

Currency Futures contracts are legally binding agreement to buy or sell a financial instrument sometime in future at an agreed price. Currency Future contracts are standardized in terms of lots and delivery time. Currency Futures contracts have different expiry validity and will expire after the completion of the specified tenure.

  • Hedging opportunity

    Investor can get foreign exposure in business and can hedge his positions to hedge loss against profit.

  • Speculation opportunity

    Investor can speculate while short term moment in currency trading if the data and market seems to be more volatile.

  • Arbitrage opportunity

    Investor can manage his profits by making his position in different market and different exchanges.

In order to invest or Trade in Currency market, you need to first become a client of one of the stock market members who are commonly known as stock brokers. But before you sign up with a stock broker you need to understand the importance and sensitivity of the relationship between the stock broker and yourself so that you are familiar with the rules and regulations abiding in the relationship. Once you have chosen your stock broker, you need to open an account with the same and get service and guidance for the investment that you wish to do in Equity.

INVESTING IN MUTUAL FUND

Investing in a Mutual fund is an excellent way of diversifying risk as well as portfolio. A Mutual Fund is a professionally managed collective investment that pools money from many investors and invests the same in stocks, bonds, short-term money market instruments and other securities. The investors buy units of a fund that best suit their investment objectives and future needs. The mutual fund itself is a trust registered under the Indian Trust Act, and is initiated by a sponsor. The sponsor then appoints an asset management company (AMC) to manage the investment, marketing, accounting and other functions pertaining to the fund.

  • Investing in Mutual Fund enable many investors as the responsibility to invest in stocks and other instruments is taken over by the AMC which takes a decision to invest after due diligence, research and analysis.
  • Mutual Fund investment also offers diversification of portfolio holdings.
  • An investor’s money is invested by the mutual fund in a variety of shares, bonds and other securities thus diversifying the investor’s portfolio across different companies and sectors.
  • Mutual Fund Investment reduces the individual risk as it contains diversification in reducing the overall risk of the portfolio.

In order to invest in Mutual Fund, you need to first become a client of one of the stock market members who are commonly known as stock brokers. But before you sign up with a stock broker you need to understand the importance and sensitivity of the relationship between the stock broker and yourself so that you are familiar with the rules and regulations abiding in the relationship. Once you have chosen your stock broker, you need to open an account with the same and get service and guidance for the investment that you wish to do in Mutual Fund.

INVESTING IN IPO

IPO stands for Initial Public Offer which is open selling of securities of a company by the company itself for subscription by the public at large. Investor can invest in IPO When a company wants to raise money; one of the ways it can do so is by selling its equity shares to the public and same way investor gets an opportunity to invest his money in IPO of company.

INVESTING IN FPO

Investor can invest their money when company wants to raise capital either through fresh issue of securities to the public or an offer for sale to the public, through an offer document after an IPO has already been made, shares of the company are held by public and already listed on the stock exchange which is called a FPO.

  • Investing in IPO enable investor for owning a share of a company is like owning a part of the company where he would be considered as a share holder and would be involved in company decisions as a shareholder
  • Investor can get benefits of having the shares at lowest market form primary market and can sell these shares to the secondary market at available higher price.
  • Investor can get premium and discount price benefits which creates potential profit opportunities from financial markets.

In order to invest in IPO, you need to first become a client of one of the stock market members who are commonly known as stock brokers. But before you sign up with a stock broker you need to understand the importance and sensitivity of the relationship between the stock broker and yourself so that you are familiar with the rules and regulations abiding in the relationship. Once you have chosen your stock broker, you need to open an account with the same and get service and guidance for the investment that you wish to do in IPO.


Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.... Issued in the interest of investors. For Investor Charter Click Here


"Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day...Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.........issued in the interest of investors."


KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.


No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account

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