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VIEW KRA STATUS AND VALIDATION PROCESS
SARAL ACCOUNT OPENING FORM (NSE/BSE)
NON-INDIVIDUAL ACCOUNT OPENING FORM (NSE/BSE)
INDIVIDUAL ACCOUNT OPENING FORM (NSE/BSE)
NON-INDIVIDUAL ACCOUNT OPENING FORM (MCX/NCDEX)
INDIVIDUAL ACCOUNT OPENING FORM (MCX/NCDEX)
Fit & Proper - Reg 19 & 20 Annexure to Contract Note
SEGMENT ADDITION FORM
ACCOUNT MODIFICATION FORM
ACCOUNT REACTIVATION FORM
ACCOUNT CLOSING FORM TRADING & DP
ACCOUNT BROKERAGE MODIFICATION FORM
ACCOUNT MODIFICATION FORM
SEGMENT ADDITION FORM
ACCOUNT CLOSING FORM TRADING & DP
ACCOUNT REACTIVATION FORM
BROKERAGE MODIFICATION FORM(MCX/NCDEX)
RISK MANAGEMENT POLICY
ONLINE ACCOUNT CLOSURE GUIDELINES
ANTI MONEY LAUNDERING POLICY & RISK CATEGORIZATION OF CLIENTS
CLIENT CODE MODIFICATION POLICY
CONFLICT OF INTEREST POLICY
INTERNAL CONTROL POLICY - REVIEW OF BUSINESS & COMPLIANCE
POLICY FOR PREVENTION REGARDING UNAUTHENTICATED NEWS CIRCULATION
ERROR POLICY
KRA POLICY
POLICYFOR PRE FUNDED INSTRUMENTS
SURVEILLANCE_POLICY
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Most Important Terms and Conditions (MITC)
Guidance Note (IFSC)
Risk Disclosure (IFSC)
Rights & Obligations (IFSC)
RIGHTS AND OBLIGATIONS OF BO & DP
RIGHTS AND OBLIGATIONS OF BROKERS & CLIENTS
DOs AND DONT's FOR TRADING ON EXCHANGES
UNIFORM RISK DISCLOSURE DOCUMENTS
Most Important Terms and Conditions (MITC)
Guidance Note (IFSC)
Risk Disclosure (IFSC)
Rights & Obligations (IFSC)
ADDITIONAL RISK DISCLOSURE DOCUMENTS FOR OPTIONS TRADING
DOs AND DONT's FOR TRADING ON EXCHANGES
RIGHTS & OBLIGATIONS
UNIFORM RISK DISCLOSURE DOCUMENTS
Most Important Terms and Conditions (MITC)
Guidance Note (IFSC)
Risk Disclosure (IFSC)
Rights & Obligations (IFSC)
CSR POLICY
Investor Complaints - Stock Broker - Oct 2024
Investor Complaints - DP - Oct 2024
Investor Complaints - DP - Sep 2024
Investor Complaints - Stock Broker - Sep 2024
Investor Complaints - DP - Aug 2024
Investor Complaints - Stock Broker - Aug 2024
Investor Complaints - Stock Broker - July 2024
Investor Complaints - DP - July 2024
Investor Charter of Depository Participant
Investor Complaints as a Depository Participant
Investor Complaints as a Stock Broker
Annual Return F.Y. 2022-23
Annual Return F.Y. 2021-22

Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.... Issued in the interest of investors. For Investor Charter Click Here


"Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day...Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.........issued in the interest of investors."


KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.


No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account

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